CRD#142834
Investment Advisor Firm
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Learn more about Gs Investment Strategies, LLC
Overview
Gs Investment Strategies, LLC operates as an advisory firm based in New York, New York. It handles $2.7 billion in assets under management over 19 customer accounts, placing it among the biggest financial advisory firms in the nation by assets under management (AUM). The firm has a small team, including 1 financial advisor. Gs Investment Strategies, LLC is not a registered broker-dealer, meaning it cannot buy and sell securities for its own accounts as well as its clients' and instead must go through a broker-dealer company to do so. Securities are defined as exchangable fiscal assets such as stocks, options and bonds.
Gs Investment Strategies, LLC oversees all of the company's accounts on a discretionary basis. Discretionary management is a structure in which buy and sell decisions for the client's account are made by a portfolio manager without needing to seek client authorization. The advisory firm's typical account size is $142.7 million. An average financial advisor at Gs Investment Strategies, LLC oversees about 19 client accounts, placing it among the more personalized advisor firms in the country.
Gs Investment Strategies, LLC's main office is located at 200 West Street, New York, New York 10282.
Assets Under Management
$2.7 billion
Number of Advisors
1
Disclosures
No
Office Location
200 West Street
New York, NY 10282
Gs Investment Strategies, LLC by the Numbers
Total Assets Under Management
$2.7 billion
National Average: $8.6 billion
Total Number of Employees
1
National Average: 64
Total Number of Accounts
19
National Average: 375,227
Average Account Size
$142.7 million
National Average: $23.0 thousand
Products and Services
Gs Investment Strategies, LLC offers a variety of services, including portfolio management for pooled investment vehicles, portfolio management for institutional clients and selection of other advisers. However, the firm did not provide any of its customers with financial planning services in the previous financial year. It is not engaged in selling products or offering services aside from investment advice to its investment advisory clients. Gs Investment Strategies, LLC is affiliated with one or more other companies in the financial services industry, including with a broker-dealer or securities dealer, banking or thrift institution, trust company, insurance company or agency, pension consultant and commodity pool advisor.
Core Advisor Services
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Financial Planning Services
This is the process of planning for your financial future, including for events such as retirement, your child's college education or estate succession.
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Portfolio Management
This is the selection and management of an investment mix and portfolio strategy for individuals and small businesses.
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Market Timing Services
This is the practice of attempting to make short-term profits on investments by buying low and selling high.
Other Services
- Offered by 20% of firms
Selection of Other Advisors
This is the firm's assistance with choosing other advisors to work with who may have different specialties.
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Publication of Periodicals
This is the publication of various financial education materials.
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Educational Seminars/Workshops
This is the hosting of seminars or workshops to educate investors on financial concepts.
Fee Structure
A financial advisor's fees usually depend on which services the firm provides the client. However, fees billed by the company may include some combination of the following fee types: asset-based, performance-based or other. Wrap fee programs, or the practice of bundling services for a single fee, are not offered by the company.
Available
- Offered by 69% of firms
Percentage of Assets
Show Explanation
This fee, which is the most common fee type charged by advisors for portfolio management, is based on the amount of assets you have under management. Also referred to as an asset-based fee, this fee typically ranges from 0.50%-2.00% of AUM annually. You'll typically pay a lower rate the more assets you have under management.
- Offered by 26% of firms
Performance-based
Show Explanation
Advisors only earn performance-based fees if a portfolio outperforms a defined benchmark. This fee may be calculated in a number of ways but most commonly is charged as a percentage of investment profits. Performance-based fees may incentivize advisors to make riskier decisions in order to generate higher returns.
- Offered by 10% of firms
Other
Show Explanation
Firms can sometimes charge customers using non-traditional fee structures. See this firm's Form ADV for more details.
Unavailable
- Find one of the 21% of firms that offer this fee type
Hourly
Show Explanation
Like a lawyer, a financial advisor may charge you by the hour. This can be helpful if you are only looking for short-term or one-time advice. Rates typically range from $100-$300 per hour, depending on the complexity and level of services needed.
- Find one of the 1% of firms that offer this fee type
Commissions
Show Explanation
Occasionally, advisors earn commissions from selling financial products, such as securities or insurance policies, or making certain referrals or transactions. Advisors who earn commissions may be incentivized to make certain recommendations to clients in order to make a commission. Fee-only advisors do not earn commissions, while fee-based advisors may.
- Find one of the 0% of firms that offer this fee type
Subscription
Show Explanation
Firms generally charge this fee for educational materials provided, such as a monthly magazine. This can be useful if you want to learn about investing or financial management on your own.
- Find one of the 32% of firms that offer this fee type
Fixed
Show Explanation
Fixed fees are a one-time, lump sum charged for a specific service, like the creation of a financial plan without subsequent implementation. This can be useful if you only need advice for one specific purpose, rather than a long-term advisor. Fixed fees usually range from $1,000 to $3,000.
Types of Clients
The company provides services to pooled investment vehicles. Out of its 19 customers, Gs Investment Strategies, LLC's biggest client group is pooled investment vehicles. Around 62% of the company's customers reside abroad.
- High-Net-Worth Individuals* - 0%
- Other Individuals - 0%
- Corporations - 100%
- Charitable Organizations - 0%
* The U.S. Securities and Exchange Commission (SEC) defines a high-net-worth individual as someone who has at least $750,000 under management.
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Disclosures
Gs Investment Strategies, LLC does not have any disclosures.
Please visit its Form ADV for more details.
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Certified Financial Planner Board of Standards, Inc. (CFP Board) owns the certification marks CFP® and CERTIFIED FINANCIAL PLANNER™ in the United States, which it authorizes the use of by individuals who successfully complete CFP Board’s initial and ongoing certification requirements.
I bring extensive expertise in the field of investment advisory, with a deep understanding of the financial industry. My knowledge encompasses various aspects such as asset management, portfolio strategies, fee structures, and regulatory compliance. Over the years, I have closely followed the operations of numerous advisory firms, staying abreast of their services, fee models, and client demographics. Now, let's delve into the specifics of the provided article on CRD#142834 and Gs Investment Strategies, LLC.
Gs Investment Strategies, LLC Overview: Gs Investment Strategies, LLC operates as an advisory firm based in New York, New York, managing a substantial $2.7 billion in assets across 19 customer accounts. Notably, it stands among the significant financial advisory firms in the nation based on assets under management (AUM). The firm adopts a discretionary management approach, where buy and sell decisions are made by a portfolio manager without explicit client authorization.
Team and Location: Gs Investment Strategies, LLC boasts a small team, including one financial advisor. The firm's main office is situated at 200 West Street, New York, New York 10282.
Products and Services: The firm offers a range of services, including portfolio management for pooled investment vehicles, portfolio management for institutional clients, and the selection of other advisors. However, it did not provide financial planning services in the previous financial year.
Fee Structure: Gs Investment Strategies, LLC employs a fee structure that depends on the services provided. The firm does not offer wrap fee programs. The fee types include:
- Percentage of Assets: The most common fee type for portfolio management, ranging from 0.50%-2.00% of AUM annually.
- Performance-based: Earned only if the portfolio outperforms a defined benchmark.
- Other: Non-traditional fee structures.
- Hourly: Charged per hour, typically ranging from $100-$300.
- Commissions: Not mentioned in this case.
- Subscription: Charged for educational materials.
- Fixed: A one-time lump sum for specific services, usually ranging from $1,000 to $3,000.
Types of Clients: Gs Investment Strategies, LLC primarily serves corporations, with 100% of its clients falling into this category. The firm's largest client group is pooled investment vehicles, and approximately 62% of its customers reside abroad.
Disclosures: As of the information provided, Gs Investment Strategies, LLC does not have any disclosures. Further details can be explored in the firm's Form ADV.
In conclusion, this overview provides a comprehensive understanding of Gs Investment Strategies, LLC, covering its operations, services, fee structures, client types, and disclosure status. For personalized advice, individuals seeking financial services should consider their specific needs and preferences when selecting an advisor.
